Key Responsibilities As a Third Party Risk Management (TPRM) Specialist, you will support Asset Management's third-party risk governance framework. The role centers on assessing, monitoring, and managing risks associated with external vendors and service providers, with particular focus on operational, cyber, information security, and regulatory risks.
Job Type Full Time
Job Reference # 342696BR
City Kraków, Wroclaw
Key Responsibilities As a Third Party Risk Management (TPRM) Specialist, you will support Asset Management's third-party risk governance framework. The role centers on assessing, monitoring, and managing risks associated with external vendors and service providers, with particular focus on operational, cyber, information security, and regulatory risks.
Core Responsibilities
Third-Party Risk Assessments
Manages vendor risk assessments.
Assesses remediation activities and compensating controls for identified findings.
Supports ongoing risk reviews and monitoring activities across Asset Management vendors.
OCRA (Operational & Cyber Risk Assessment) Support
Supporting OCRA assessments and exception processes.
Analyzing audit and assessment findings.
Reviewing vendor responses and evidence.
Evaluating mitigating and compensating controls.
Helping stakeholders understand assessment requirements and remediation expectations.
Contributing to completion of OCRA-related deliverables within required deadlines.
Proactive in resolving complex issues.
Regulatory Outsourcing Control Check (ROCC) Case Management
Coordinates ROCC submissions and case management.
Provides timely status updates.
Works through complex issues and escalations.
Helps resolve risk management cases efficiently and accurately.
Vendor Governance and Oversight
Contribute to governance forums related to third-party management.
Supports oversight of strategic vendors and fund service providers.
Contribute to discussions regarding service quality, regulatory obligations, supplier risks, and governance enhancements.
Assists with monitoring vendor performance, findings, and remediation efforts.
The team The successful candidate will join the Asset Management TPRM team in Poland ad will collaborate with colleagues across various Asset Management functions and locations.
Your Skills And Experience
Third-Party Risk Management (TPRM)
Operational Risk Assessments
OCRA Governance
ROCC Processes
Vendor Risk Monitoring
Remediation Management
Regulatory and Governance Support
Excellent written and verbal communication skills
You’re curious to explore how AI can improve how we build, deliver and optimize workflows. You do this with sound judgment – validating outputs and aligning with policies, risk standard and ethical use.
About Us UBS is a leading and truly global wealth manager and the leading universal bank in Switzerland. We also provide diversified asset management solutions and focused investment banking capabilities. Headquartered in Zurich, Switzerland, UBS is present in more than 50 markets around the globe.
We know that great work is never done alone. That’s why we place collaboration at the heart of everything we do. Because together, we’re more than ourselves.
Join us At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We’re dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. And we use artificial intelligence (AI) to work smarter and more efficiently. We also recognize that great work is never done alone. That’s why collaboration is at the heart of everything we do. Because together, we’re more than ourselves.
We’re committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.
Disclaimer / Policy statements UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.
Report misconduct: If you are made aware of any of our employees or individuals acting on behalf of UBS engaging in acts of misconduct under the Poland Whistleblowing Act, you may report your concerns through Poland-Whistleblowing@ubs.com
Third Party Risk Management (TPRM) Specialist in Kraków – pracodawca: UBS
UBS to doskonały pracodawca, oferujący program dla prawników w Krakowie i Wrocławiu, który łączy praktyczne doświadczenie z rozwojem umiejętności miękkich oraz specjalistycznym szkoleniem prawnym. Pracując w zespole prawnym, będziesz miał okazję współpracować w międzynarodowym środowisku, co sprzyja nie tylko zawodowemu wzrostowi, ale także budowaniu wartościowych relacji w branży finansowej.
